Investigations and enforcement /

By:

Johnstone, Peter

Contributor(s):

Jones, Richard

Material type: Text

TextSeries: Butterworths compliance seriesPublication details: London : Butterworths, c2001.Description: xviii, 151 pISBN:

9780406932518 (pbk.)
0406932514 (pbk.)

Subject(s):

DDC classification:

346.4108 JOH

Summary: Especially designed to emphasise the relevant provisions and implications of the rulebooks with regard to investigations and enforcement procedures, this new title forms part of Butterworths new series of guides to the FSA regime.Investigations and Enforcement will help you steer your way around the relevant provisions of the Financial Services and Markets Act 2000. It explains the FSA's stated policy and rules in related areas and addresses the practical issues that arise, and gives suggestions on how to deal with these issues.

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Holdings
Item type	Current library	Collection	Call number	Copy number	Status	Barcode
Monograph & others	CBN ENUGU BRANCH LIBRARY General Stacks	Non-fiction	346.4108 JOH (Browse shelf(Opens below))	c. 1	Available	31008100777677
Monograph & others	CBN HQ Library General Stacks	Non-fiction	346.4108 JOH (Browse shelf(Opens below))	c.1	Available	31008100050257
Monograph & others	CBN HQ Library General Stacks	Non-fiction	346.4108 JOH (Browse shelf(Opens below))	c.2	Available	31008100050265
Monograph & others	CBN IBADAN BRANCH LIBRARY General Stacks		346.4108 JOH (Browse shelf(Opens below))	C.1	Available	31008100739628
Monograph & others	CBN LAGOS LAISON OFFICE LIBRARY General Stacks		346.4108 JOH (Browse shelf(Opens below))	c.1	Available	31008100767306
Monograph & others	CBN LAGOS LEARNING CENTRE LIBRARY General Stacks	Reference	346.4108 JOH (Browse shelf(Opens below))	c.1	Available	31008100713060

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Includes index.

Especially designed to emphasise the relevant provisions and implications of the rulebooks with regard to investigations and enforcement procedures, this new title forms part of Butterworths new series of guides to the FSA regime.Investigations and Enforcement will help you steer your way around the relevant provisions of the Financial Services and Markets Act 2000. It explains the FSA's stated policy and rules in related areas and addresses the practical issues that arise, and gives suggestions on how to deal with these issues.

oif 25/02/15

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